Thursday, February 17, 2011

Bureaucracy: Isn't It Strange?


Has it ever struck you as just a little strange that the world today is governed by bureaucracies, in other words, that modern nations are run out of offices? For that is what the word literally means: rule from an office. According to dictionary.com, the word is first attested in French in the 18th century, and was coined by physiocrat Vincent de Gournay (1712-1759). Gournay presumably coined the word to name a phenomenon that had not yet been named. In other words, bureaucracy was a mode of governance that was relatively new in the world and had yet to be described.

But, since when were we ruled by a race of pale-faced men who spend their days sitting behind desks? In days of yore, kings held court and did justice for the common man in the open air. And they didn't get bogged down in technical details either, because it must have been difficult to keep track of files when a gust of wind could blow all the papers away at any moment. For example, according to Jean de Joinville, St. Louis
after hearing Mass, went to the wood of Vincennes, where he would sit down with his back against an oak, and make us all sit round him. Those who had any suit to present could come to speak to him without hindrance from an usher or any other person. The king would address them directly, and ask: "Is there anyone here who has a case to be settled?" Those who had one would stand up. Then he would say: "Keep silent all of you, and you shall be heard in turn, one after the other."

(Quoted in Antonin Scalia, "The Rule of Law as a Law of Rules," 56 U. Chi. L. Rev. 1175 (1989))

Besides doing justice for their subjects, many kings were renowned for their martial prowess. William the Conqueror earned his epithet at the Battle of Hastings. Richard the Lionheart wasn't going to stare all day at some dusty parchments when he could be fighting the infidel in the Holy Land. Frederick Barbarossa died a rather inglorious death--drowning in a stream on his way to the Holy Land during the Third Crusade--but he had already spent a considerable part of his reign on the battlefield.

Not only did medieval kings act this way, this was how they were expected to act, as reflected in popular tales from the Middle Ages. The King Arthur stories tell us of knights errant who delighted in rescuing damsels in distress, not in negotiating legal settlements with villains and knaves. The closest King Arthur himself ever came to becoming a bureaucrat was when he sat down once in a while with his wisest counselors at the Round Table to discuss some pressing matter. Once that was done, he was free to return to the jousting tournament or the banquet hall.

The average medieval court, of course, was not Camelot, and real medieval kings were supposed to take care of their fair share of administrative duties, but which most of them seem to have avoided by going out hunting. For example, relatively soon after the Norman invasion, the kings of England found themselves so overwhelmed by these mundane tasks that they had to delegate them to others. Over time, the Lord Chancellor became in effect England's chief justice and "keeper of the king's conscience." The Exchequer was assigned the duty of collecting revenue for the royal household. Nevertheless, these medieval bureaucracies were nowhere near as large as their modern equivalents. Moreover, the stories that have come down to us always show the ideal ruler as either a man of action or a man of wisdom, or in a really ideal word as both: a wise warrior. They never portray the king as a pencil-pusher, or even as the pencil-pushers' boss. And this ideal had some basis in reality.

What would happen if a contemporary American or European ruler tried to act more like a medieval king? The effect would not necessarily be that which he intended. For instance, were most Americans really impressed by George W. Bush when he landed a Navy jet on an aircraft carrier (or rather sat in the cockpit while a real pilot landed it for him)? Would we respect Barack Obama more if, after playing a pick-up basketball game (no jousting permitted), he took a seat on the White House lawn and listened to federal inmates' petitions for habeas corpus? Do we fear Vladimir Putin because he likes to be photographed shirtless while horseback riding? Did Benito Mussolini inspire awe in his people, or his enemies, because he liked to ski shirtless?

My guess is that most people just laugh at these examples because they're somehow ridiculous. Nowadays we expect our highest-ranking government officials to act less like kings and more like business executives. First of all, they need to keep their clothes on. Second, their chief domestic concern is usually the national economy, such as ensuring job growth and overseeing government entitlement programs. Indeed, when presidents go to economic summits or visit foreign leaders, they could almost be seen as traveling salesmen drumming up interest in their product, or in this case their country (albeit traveling salesmen with huge expense accounts and bodyguards). Third, while they may retain power as the "commander in chief," they usually have little or no military background; most senators or cabinet secretaries, I suspect, are not accomplished sword-fighters.

There was obviously a significant shift that took place, from the earlier conception of the ruler as a wise warrior to that of the ruler as a business executive at the head of a vast bureaucracy, but I don't know anything about the causes and ultimate importance of this shift. I apologize for not giving any answers here, but I do have two questions, which are probably better than any answers I could offer:

1. When and why did this shift from the king as man of action and wisdom to the president as business executive take place? My hunch is that this modern preference for business executives as national leaders is simply one aspect of the transition from feudalism to mercantilism (and beyond).

2. Have we lost something importance with this shift? Granted that some administration will always be necessary, it nevertheless seems that the world has lost some of its romance. Many people, for instance, who work primarily in an office still itch at the opportunity to get out.

So, next time you see a picture of Vladimir Putin strutting his stuff, ask yourself: Is he simply a misunderstood soul trying to revive medieval kingship? Or, is he just a peacock?

Friday, February 11, 2011

Crafting a National Epic


America has no national epic. Nor mythology. Nor even a novel of particular distinction (hence the reason every author can aspire to write the Great American Novel). J. R. R. Tolkien was concerned that Britain had a similar lack of national mythology, so to rectify the problem he created Middle Earth, cobbling together pieces of Anglo-Saxon mythology, adding bits of English history and dashes from Roman, Celtic and other mythologies, and then giving the whole thing the original touch of a single author. If one were to undertake such a project for the United States, where would you begin?

In a previous thought experiment, involving the boys of St. Boniface College, I asked if America has a canon. The result included Homer, the Bible, and the works of Shakespeare, among other things. But none of those were written by Americans, you might say. Right you are. The curious thing about the United States is that it is overwhelmingly a nation of immigrants. So we should expect that our deep cultural roots run beyond our own shores. Indeed, even the Roman epic, the Aeneid, locates Roman origins in the Greek world, though it also draws upon elements of more local Italic history. It seems to me an American epic should draw on our indigenous pre-Columbian history, the history of the colonies and United States themselves, and the literary heritage of our primary parent cultures in Europe.

In addition to the works named above, where might an author of a great American mythological epic look? Virgil looked to Homer, so why don't we take a look at some other national epics? I turned to the Wikipedia page on the matter.

First there are the ancient roots: Homer, Virgil and Scripture. All these are fairly well known to most educated folks.

But then I started looked at more modern works. The great works of England are not so obscure: Beowulf, the Faerie Queene, Paradise Lost and Shakespeare. Geoffrey of Monmouth's Historia Regum Britanniae (History of the Kings of Britain) is not nearly so widespread, though known to students of early English history.

But the national epics (or contenders for that title) of the other British nations are lesser-known. For Scotland, John Barbour's The Brus - about Robert the Bruce and Scotland's fight for independence throughout the Middle Ages - and James Macpherson's Ossian cycle - a retelling/translation of Scottish mythology (pictured above left) - are the leading contenders. I'd never heard of either, but both look like fun (at least if I can get through the old Scottish of The Brus). Ireland's Táin Bó Cúailnge - the story of an ancient raid to steal a magic bull (pictured below right) - I have never read, but I remember shelving it at the city library; does that count? Of course some would argue that James Joyce' stream-of-consciousness Ulysses is the real national epic of Ireland these days. The mythical Mabinogion of Wales I am familiar with, but only because of some poking into Lloyd Alexander's Prydain Chronicles.

And what of the Germans, that largest ancestral group in America. I started to read the Nibelungenlied - the story of the hero Siegfried, his murder and subsequent avenging by his wife - one break, but did not finish. I have never picked up Goethe's The Sorrows of Young Werther, nor am I sure I want to; Romantic though I be, I'm not sure I want to read about the the sturm und drang of an angst-ridden young man.

Or what of the Norse, the bold folk who were the first Europeans to come to the New World? I think I own a copy of the Eddas somewhere, but I have never read it.

I was as lost among the various works that have tried to be or have been held up as some sort of American national work: Joel Barlow's Columbiad? Never heard of it. It doesn't even have its own Wikipedia page! Walt Whitman's Leaves of Grass? It may be a collection of poems, but could make great source material for an epic writer. Alas, I confess I've never read it. Several works I read in part or whole in high school: The Adventures of Huckleberry Finn I enjoyed; To Kill a Mockingbird was all right (though hardly epic, but perhaps I need to read it again) and I hated The Grapes of Wrath. I never made it through Moby-Dick (a second attempt may be in order) and I have never even picked up The Great Gatsby or Longfellow's Song of Hiawatha. But at least we've all heard of these.

So what does all this mean? Let me suggest several possibilities:
  1. The epic, or at least the national epic, is dead. If people cared more we would have at least heard of these. In fact, if people cared, we'd already have one, right? But although England has several great contenders for the title, I think Tolkien was right that none of them quite synthesized England and its habits in the way that the Aeneid did for Rome. Work remained to be done, as evidenced by the run-away success of Middle Earth.
  2. I have a lot of reading to do when I retire. Some day if I find myself independently wealthy and feeling inspired, perhaps I'll start writing that American epic. In fact, I might start sooner.
  3. Perhaps we all have a lot of reading to do. This may have been an imperfect catalog of our roots as Americans, but was something of the sort. If we are so cut off from our own heritage we are culturally adrift, a dangerous thing.

Thursday, February 3, 2011

Tuesday, February 1, 2011

Christopher Lasch on Advertising and Narcissism


Advertising pervades our lives. Almost from the moment we wake up, we are confronted with it. Whether we get our news from an old-fashioned newspaper or from the Internet, the news is paid for by the advertisements on the page. Our daily commute--whether by car, bus, or train--bombards us with advertisements. If we turn on the radio or TV, there it is: more advertisement. If we go to the movies, we are subjected to ads before the movie and product placements in the movie. We seek out diversion, but while we are trying to relax we have to listen to someone tell us, subtly yet insistently, that we need to go out and buy more stuff. Indeed, it could be said, without exaggeration, that the news and entertainment media are nothing more than vehicles for advertising.

This ad-saturation is usually condemned, when it is condemned at all, because it leads to materialism and consumerism. This criticism is certainly true, as far as it goes, but a more accurate explanation of the danger of advertising is that it leads to narcissism:

Society reinforces these [narcissistic] patterns [of behavior in the family] not only through “indulgent education” and general permissiveness but through advertising, demand creation, and the mass culture of hedonism. At first glance, a society based on mass consumption appears to encourage self-indulgence in its most blatant forms. Strictly considered, however, modern advertising seeks to promote not so much self-indulgence as self-doubt. It seeks to create needs, not to fulfill them; to generate new anxieties instead of allaying old ones. . .Yet the propaganda of commodities simultaneously makes [contemporary man] acutely unhappy with his lot. By fostering grandiose aspirations, it also fosters self-denigration and self-contempt.

--Christopher Lasch, The Culture of Narcissism: American Life in an Age of Diminishing Expectations (New York: W.W. Norton & Co., 1978), pp. 180-181

Narcissism, as Lasch uses the term, is more than simply a tendency to daydream about oneself or to look at oneself in the mirror for too long. True narcissism is a way of compensating for “a sense of inner emptiness”; it is characterized by “dependence on the vicarious warmth provided by others combined with a fear of dependence.” The narcissist may often come across to others as “full of himself,” but he actually turns out to be profoundly insecure. The narcissist’s self-deprecating sense of humor is not a sign of modesty, but rather a cover for his general unease. He may seem full of energy and ambition, but what motivates him is not confidence but fear of his inner emptiness. And in contemporary society advertising is the engine that drives many of our decisions, by making us think that we are lacking as individuals and that the only effective way to fill this lack is to buy a certain product. In short, advertising, by encouraging us to fantasize in order to overcome the gnawing emptiness it manipulates us into feeling, brings out any latent narcissism lurking within us.

The specter of a society fueled by narcissism--perhaps not narcissism in the strict clinical sense, but certainly narcissism in a broader sense--is what makes The Culture of Narcissism one of the most frightening books written in America in the past half-century. It is up to every reader to decide whether Lasch succeeded in his attempt to psychoanalyze an entire culture. But, even if only half of Lasch’s diagnosis is correct, it still means that America is emotionally dominated by, and is economically dependent on, narcissism. What hope can there be for such a country?

Friday, January 28, 2011

Divine and Worldly History


Yesterday I began a consideration of the theology of history, how a Catholic historian might approach his work. I offered a distinction between spiritual and mundane history, and probed both the strengths and weaknesses of this distinction. Today I’d like to consider another distinction, between divine and worldly history.

If spiritual history concerns all the working of God, the angels (including demons) and men, divine history concerns specifically those spiritual realities which are good. One might be tempted to conclude that divine history, together with a counterpart perhaps called “satanic history”, is a subset of spiritual history. Let me contend, however, that the divine/worldly distinction stands apart from the spiritual/mundane.

Many of the Church Fathers argue that evil does not exist; existence itself, they argue, is good, and so evil is a privation, a lack of good, and therefore also a deficiency in being. Whatever one makes of these metaphysical claims, I think we can agree that evil is more of a lack than a positive thing. Thus, rather than talking about the presence of evil, we might more accurately refer to the absence of God. Likewise, while St. John refers to “the Anti-Christ” (1 John 2:22, 2 John 7), he also refers to “many anti-Christs” (1 John 2:18. These anti-Christs all lack a positive identity of their own; they are defined in opposition to Jesus and His work.

Thus, the opposite of divine history is not satanic history, but anti-divine history. Put another way, active hostility to God (of the demonic form) and apathetic rejection of God both constitute an absence of God. This is what I mean by “worldly history.”

When trying to understand the most important happenings in history, we may see the hand of God wherever there is truth, beauty, goodness, self-giving, joy and other such qualities. We find these in abundance in the lives of the saints: Frances of Assisi, Thomas More, Teresa of Calcutta and countless others. But when trying to understand that which opposes God, we should look not only for the horrors of child-immolating Carthage or Nazi Germany, but also for the apathy and relativism common in our own age and many before it.

A historian would be laughed at if he offered a paper on “Why the 17th Century Saw Divine Victory and the Retreat of Satan”. Nevertheless, the historian should be driven by the desire to understand, an understanding which should not preclude the highest things. (That the academy is so hostile to any consideration of spiritual or divine history shows how far it has strayed from an interest in profound understanding or first principles.)

We should not forget, however, that all this is simply a framework for thinking about history, not a method for approaching it. The method of the historian is humble: he collects stories, facts and bits of data and then assembles them, trying to make sense of it all, like trying to piece together the fragmented pages of some lost epic. But in so doing, he may take confidence from the knowledge that the epic indeed exists, that it has an Author, and that the Author’s loving ways are, to some extent, known.

Thursday, January 27, 2011

Finding a Theology of History


It is somewhat common in the history profession – or at least in graduate school – to be asked about one’s philosophy of history. What is your guiding framework? Economic determinism? Marxism? Gender theory? The Annales school?

I don’t generally think of myself as having a philosophy or overarching theory of history. I just read about the past and tell stories, trying to make sense of what happened, and why. But lately I’ve decided to think more about the biggest questions in history. After all, I am a Catholic and a historian, but am I a Catholic historian? Does my faith inform my work? Some days I think I have a better sense of what it would mean to be a Catholic physicist than a Catholic historian. So I’ve picked up Joseph Ratzinger’s The Theology of History in St. Bonaventure.

Ratzinger (now Benedict XVI) is a theologian, not a historian, but he became interested in history for a very simple reason: our salvation occurs in history. This might seem trite, but in fact it is a major question with which Ratzinger wrestles. Most theology is grounded in metaphysics and asks questions about things that are eternal and universal, such as the Holy Trinity or the nature of man. But the key moments in salvation are moments, particular events. Jesus Christ was made incarnate at a particular time in the town of Nazareth in the womb of a woman named Mary. He was not made incarnate in an earlier age, nor in another land, nor was He born of another woman. His birth, ministry, death and resurrection also occurred as discrete events in particular places. What then is the relationship between theology (universals) and history (particulars), Ratzinger asks.

I have not finished reading The Theology of History in St. Bonaventure, nor am I expecting it to definitively answer this quandary. Still, I am beginning to sketch out two distinctions that I think might be useful.

The first distinction is between “spiritual history” and “mundane history”. The former involves all things non-material: the working of God, the angels (including demons) and men (at least in their spiritual capacity). Mundane history, in contrast, involves things that are of little spiritual or eternal consequence. The Incarnation clearly belongs to spiritual history, while the fluctuations of the price of rye are fairly mundane. (To clarify, this is not a distinction between a history of the Church and the secular world. Ecclesiastical history can be just as mundane as the price of rye. Just ask any parish secretary.) There are, however, events which are not so easy to place, such as disasters which prompt men to turn to God in prayer. Rising water levels or spiraling inflation are, of themselves, mundane, but may take on spiritual significance. This is because man is himself a hybrid, possessing a spirit like the angels but also a body like the animals. To divorce these two aspects of man from one another is a grave danger; we should expect similar dangers if we try to divide history.

Moreover, Bonaventure notes that sapientia omniformis (omniform wisdom) perceives the traces of God’s work in all things. As St. Paul writes to the Romans, “What can be known about God is plain to [the nations]…. Ever since the creation of the world His invisible nature, namely His eternal power and deity, has been clearly perceived in the things that have been made” (1:19-20). Thus, if all creation points to God, it becomes problematic to label any of it “mundane”.

Still, I think the spiritual/mundane distinction has its merit. Most of the history that is written today is terribly mundane, though occasional works on the Civil Rights Movement in America or the battle against Nazism in Europe may touch the spiritual. Still, historians should be reminded that much of what they study, though interesting in its way, is of only passing importance. Moreover, they should be encouraged to push through the mundane and at least aspire to charting the spiritual, when possible.

Alas, that “when possible” may be the hang-up. C. S. Lewis argues in his essay “Historicism” that charting spiritual history by means short of divine revelation is impossible. First there is the problem of collecting data: how do you know if or when God has touched the hearts of men? Few people keep spiritual diaries, and I know of no World Bank of the spiritual world which tabulates such information, telling whether or not the spiritual life has enjoyed a good year. But even if we somehow had access to all the right data, Lewis points out that it would be overwhelming. Important things in politics get written down; key moments in art are recorded by the works of art themselves. Thus it is fairly easy to pick out the high points of political or cultural history, or at least to collect some events which are of arguable importance. But the spiritual life is both fuller and more subtle. At any moment of your life, you are experiencing life with all of your being: the five senses, recent memories, more latent concerns, a history of experiences and your particular intellectual and emotional formation. To see a picture of a place you have been is not the same as returning to a past visit. Even a second visit to the same place cannot recapture the old moment. If somehow you could be re-inserted into a past experience, it would take the whole of your being to re-live it properly. Thus, Lewis contends, for the spiritual historian to properly reconsider a single day of a single life would take him an entire day himself. He could never properly survey even his own life, much less a century or two of an entire nation.

Still, Lewis leaves the door open to spiritual history by freely conceding that his comments do not apply to those who claim knowledge by revelation. Indeed, Lewis clearly knows that Christianity makes just such a claim, contending that God has revealed Himself throughout the centuries and has made known His actions through Scripture. Thus, at least with regards to events discussed by Scripture, the Christian can claim knowledge of spiritual history by revelation.

But can we hope for a spiritual history of the 20th century, or must we settle for mundane history? Bonaventure’s understanding of “revelation” gives us hope for more recent spiritual history. He contends that the revelation of Scripture is not in the words on the page, but the spiritual understanding of the individual reading them. (After all, there are anthropologists and literary critics who have read Scripture inside and out but remain atheists; nothing has been revealed to them.) Bonaventure does not claim that any interpretation of Scripture has equal claim to being “revelation”; the authoritative interpretation is that found within the Church and her life of faith. Still, his definition may be seen as an invitation to consider “revelation” in a broader sense, one which allows us to apply the principles of Scripture to more recent events. I would not claim such an interpretation as authoritative or “revealed” in the same way as the Trinity is revealed, but I think it suggests a way out of Lewis’ dilemma.

Finally, we must consider the possibility of direct revelation, that is, spiritual insight apart from Scripture. The Church teaches that the revelation of doctrine is closed – expect no news flashes about a Fourth Person of the Godhead – but interpreting the events of history need not be a doctrinal matter. Thus, the historian who is faithful to prayer might reasonably consider the possibility of the Holy Spirit guiding his efforts.

This may sound a bit far from history as it is practiced in the academy. In fact, it may sound more like staring into a crystal ball. I advocate no such thing. But I do advocate an approach to history which is not divorced from faith. At the bottom of things I desire to understand history in a why that is meaningful, as are all things in a world created and sustained by a loving God.

That second distinction, you ask. Where is it? Today’s discussion has gone on long enough. Tomorrow we will consider divine and worldly history.

Thursday, January 20, 2011

Where Is My Village Militia?


For some time I have been intrigued, perhaps even troubled, by today's title question. In days past, every adult male - or nearly every - would serve in his village militia. Something of the sort existed in Anglo-Saxon England, when the Normans invaded in 1066, and continued to exist into the 19th century in the United States. The primary purpose of this militia was to defend the village, either from marauders (such as American Indians) or to participate in a larger defensive effort against an invading army. On the side, the village militia might be called out from time to time to help with manhunts or crowd control. Nevertheless, this was fundamentally a civilian organization, and so it served only occasionally.

Participating in the village militia was once an integral part of republican life, but where is the village militia today? How do I fulfill this long-standing duty?

The simple fact of the matter is that my village - College Station, TX - has no militia. Even if it did, it would be largely pointless. If a Chinese army comes rolling through College Station, America is in serious trouble, probably something far bigger than a militia could handle. As for marauders, thankfully there are none these days. And modern policing means manhunts are few and the forces to conduct them already in place. (Admittedly, I could become a police officer or sheriff's deputy, but these are full time jobs, no the part time work of a republican citizen.)

The most obvious candidate for the modern militia is the National Guard. While this is an admirable force which does many important things, even it is something different than the militia of old. This is, in large part, the result of the changing nature of conflict. In Anglo-Saxon England, an army consisted almost entirely of village militia (fyrd) members, with a sprinkling of professional housecarls in the king's retinue. That was it. No air support, no supplies, no intelligence service. Maybe a couple stray monks acted as messengers and diplomats, if their services were needed. It was a pretty lean operation. Even in the 19th century, the villager with his musket remained of primary importance.

But the nature of conflict has changed. While the infantryman remains central and essential to warfare, he now has artillery, armor and air support aiding him. He is backed by a massive logistical tail. And behind the logicians stand an army of bureaucrats who file paperwork on benefits, write contracts for equipment and manage massive budgets. Engineers design gizmos of every sort to support the war effort. And then there are those beyond the military and its supporting elements: there are countless intelligence agencies, diplomats, economists and analysts of every strip involved in our nation's national security process. If they could all be tabulated, we would find that not only is the infantryman in the minority, but even the military itself no longer plays the overwhelming role it once did. Thus, joining the National Guard would provide support to one aspect of our nation's security, but only one.

The second problem with the village militia/National Guard parallel is that today's Guardsmen are really professional - if part time - soldiers. They fight in distant wars, not in the environs of their home. One can argue that the wars in Iraq and Afghanistan are being fought to protect American homes, and perhaps they are, but this is hardly the same as standing within sight of your own property and bodily defending it. Not only is the obvious motivation for fighting lost, but so is a certain advantage. The militiaman knows his home terrain and draws his supplies from his own home and neighbors. Today's Guardsmen, fighting halfway around the world, enjoy no such advantages.

To find the modern parallel to the old republican militia, we must first ask: what threatens my home and family? The answers are many: burglars and muggers, flooding, Chinese cyberattacks, Russian cybercriminals, Islamic terrorists, manipulation of oil prices by foreign powers... The list could go on and one. Suffice it to say, we can identify two qualities of these threats: they are generally unlikely and they are incredibly diverse. And, with few exceptions, there are no militia to meet them. There might be a neighborhood watch I could join or a county emergency volunteer program, but there are no weekend cyberwarriors of which I am aware, nor militias which participate in part time economic warfare. Nor have I seen any signs of an on-call intelligence outfit of citizens-spies.

Where is my village militia?

Perhaps the village militia is gone for good. Perhaps it has become defused over countless volunteer and professional organizations. For now, I shall keep looking. And if you find it, please send me a note.


Today's image depicts a Massachusetts militia muster, c. 1637. The work was done by Don Troiani for the National Guard Heritage Series.